Notes from the Chairman Volume Four, Issue Two
2016 was a great year for Continental Stock Transfer & Trust Company. Our share of the IPO market, and in particular, the SPAC market increased dramatically in 2016. In the SPAC arena we closed 12…
President and Chairman Steven Nelson is an important voice in the investment and financial industries. Read his insights into current marketplace developments in “Notes From the Chairman.” Our management team also contributes expertise on various topics relating to customer care, shareholder engagement, product and service highlights, new client listing and much more.
2016 was a great year for Continental Stock Transfer & Trust Company. Our share of the IPO market, and in particular, the SPAC market increased dramatically in 2016. In the SPAC arena we closed 12…
2015 proved to be a very good year for Continental across the board. Our share of the U.S. IPO marketincreased, and indeed we were the only major agent to increase IPO market share. Part of…
2015 has proven to be a momentous year for Continental. On the heels of celebrating our 50thanniversary, Continental has leapt forward on many fronts this year: We have added an unusually large number of issuers…
I have reported to you regularly over the past 5 years relative to the roadblocks faced by small issuers inobtaining DTC FAST eligibility, which has become a pre-requisite for major clearing brokers to accept shares…
1 Rated Agent and TALON Award Winner – 4th Straight Year! Celebrating our 50th anniversary, we at Continental Stock Transfer & Trust Company are especially proud that our efforts make a recognizable, positive impact on…
Private issuers are generally unfamiliar with the many hurdles which must be cleared in getting ready to go public. In addition, the recent passage of the JOBS Act has further muddied the waters between private…
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