Meet Our Team

Edgar began his career at ChaseMellon in 1997, where he was a member of the support team to the Relationship Managers and Administrative Assistants. During his time on the support team, he acquired knowledge of the industry and went on to become an Administrative Assistant, supporting the Relationship Managers with their day to day functions. In this role, he gained experience in dividends, annual meetings, mailing coordination, tax reporting, transfers, and sale opportunities that included coordinating printing and delivery of materials for upcoming mailings. 

In Edgar’s years of service, he addressed and resolved both client and shareholder inquiries in a timely manner to his small and large base clients. Throughout his time with the company and daily communications with internal and external clients, he was able to develop close professional relationships and provide superior customer service. Edgar now brings his experience and unique skills to Continental. 

Vincent joined Continental in January of 2022 as an Account Relationship Manager, after spending the previous 5 years in Marketing and Corporate Partnerships. He aims to utilize his experience with C-Suite Clientele in providing an advanced level of effective communication, timely support and specialized service on a daily basis.

Shortly after being hired, Vincent was added to a selected team overseeing Cross Border Co-Agent Relationships, supporting foreign issuers who wish to list on the various United States Stock Exchanges. He helps manage Continental’s Co-Agent Book of Business in its partnership with TSX Trust Company, the largest Canadian-owned Transfer Agent and a division of the TMX Group, in addition to servicing his direct book of clientele.

A double alumnus of Adelphi University in Garden City, N.Y., Vincent is dedicated to providing a top-class experience, while meeting new clientele and building lasting relationships across the financial services industry.

Stacy joined Continental in 2000, working in the Compliance Department. Her experience and knowledge are assets in coordinating legal requirements for certain corporate events. In the Account Management group, Stacy stays close to her clients and meets their needs one-to-one, no matter the time. As a result, she has established many valuable customer relationships through her years at Continental.

Stacy is originally from Trinidad/Tobago and currently resides in Brooklyn, NY. Every year, she travels to Trinidad to participate in Carnival and celebrates her family, heritage, and culture.

Alwyn has been contributing to the growth and success of transfer agents for over 14 years. In this time, he has built experience that encompasses Relationship Management, Customer Service, project management & strategic marketing that impacts bottom-line profitability.

During his tenure in the industry, he has excelled at streamlining less-than-efficient procedures to boost productivity and sales. Alwyn believes in a proactive management style, and prior to joining Continental, he personally managed a book of business with revenue upwards of a 13 million dollars every fiscal year.

Here at Continental, he is a part of the Senior Account Management team, who specialize in SPACs, IPOs and Business Combinations. He prides himself on providing white glove service, and enjoys working in the transfer agent business where he acts as the relationship manager/primary contact of accounts that have engaged Continental.

Vito recently joined Continental, bringing over 25 years of industry experience to the team. With a strong background in transfer agent services, he spent more than 17 years overseeing Restricted Securities processing and serving as a Sr. Relationship Manager. Earlier in his career, Vito honed his skills in brokerage operations.

Vito is known for his expertise in handling complex situations for various companies. He collaborates closely with company executives and law firms, taking pride in delivering top-notch client and shareholder satisfaction. His extensive experience and dedication make him a valuable addition to Continental.

Keri has over 25 years of experience in the securities industry. She has extensive background interpreting documents for New York Stock Exchange and Security and Exchange Commission compliance for proxy solicitation, shareholder voting rights, corporate governance, and numerous corporate actions.

Prior to joining Continental, Keri worked as a Relationship Manager on the transfer agent team and in corporate client services advising issuers on shareholder meetings, proxy, and voting requirements.

She is skilled in bankruptcy and restructuring noticing, transactions, tabulating, and disbursements. Throughout her career, Keri has provided expert guidance to company executives and counsel to ensure accurate analysis of solicitation, discretionary voting, and corporate governance regulations and compliance.

Henry is a Senior Account Manager, and also serves as a lead manager for Special Purpose Acquisition Companies (SPACs) in the Account Management team.

Henry has been in the transfer agency business for more than 22 years, employed in the private and public sectors.

His experience with large shareholder base clients, specializing in community bank appointments, assisting in corporate governance, due diligence, planning, and preparation of all aspects of their shareholder meetings, mergers, acquisitions, IPO’s, stock split, and dividends.

Kristen has 19 years of experience in retail banking management. She has held leadership and VP roles, gaining vast knowledge in the securities industry. Most recently, Kristen obtained the role of a Senior Loan Officer with a key lender.

Kristen has gained accolades for her exceptional work ethics and has served as a mentor in educating staff and clients in the industry. She will go above and beyond for her clients, which is the foundation of her success. She takes great pride in making sure that her clients have the best experience and continue to maintain her rapport with them.

Ana has been in the transfer agent business for more than 20 years and has held various key positions throughout her career serving small, mid, and large-cap clients. Ana was an Assistant Vice President and team leader in prior roles at stock transfer agencies, and she is currently a Senior Account Manager and Vice President at Continental. Ana brings a depth of experience in shareholder relations, client services administration, and relationship management. 

In her tenure, Ana has worked with large shareholder base clients assisting in corporate governance, due diligence, planning, and preparation of all aspects of their shareholder meetings, mergers, acquisitions, IPO’s, stock split, and dividends. 

Ana is a graduate of Montclair State University. She is a highly motivated professional who values her clients and their long-term business relationship needs. 

Stephen comes to Continental Stock Transfer with more than 30 years of experience in the industry, the past 25 years in Relationship Management. 

He previously served as Vice President and Senior Relationship Manager at multiple transfer agencies. 

Stephen’s strength is helping clients with complex matters. He has extensive knowledge and experience in annual meeting planning, Corporate Actions including stock splits and dividends, IPOs and mergers, and advising foreign clients. 

Bernie has been in the transfer agency business for over 30 years, employed in the private and public sectors. Thirteen of those years were with a prominent in-house public company, supervising shareholder services, stock transfers, and ensuring adherence to the company’s corporate governance and industry regulations. 

Bernie is a Senior Account Manager/VP at Continental and works in the same capacity. 

She has accrued a wealth of knowledge in the security industry, corporate administration, and banking/securities environment. Bernie’s expertise is handling large shareholder clients and keeping clients informed in best practice methods for both the corporate and shareholder side. 

Ian McKay is a hardworking and dedicated business professional with over a decade of experience in customer & client relationship management and operational project management experience. Ian has a strong portfolio of success managing accounts and maintaining partnerships while delivering business-critical projects and driving strategic sales. 

Ian has a proven track record of identifying and leveraging opportunities to create positive results and is Lean Six Sigma Certified. This certification ensures high-quality vital data research, analysis, process development, and implementation skills, which aid executive-level professionals and the organization

Luis is an accomplished securities services professional with over 35 years of experience in the stock transfer industry. He has an extensive background in client relationship management, reorg administration, product management, and operations. 

Before joining Continental Stock Transfer & Trust, Luis held management positions at several financial institutions. 

During his tenure there, he was a vice president and senior relationship manager for several large corporate issuer accounts, including the parent company’s stock transfer account and employee plans. He was a Regional Vice President and team leader for several relationship management teams specialized in closed-end funds and international transfer agency services. 

His strong management and interpersonal skills gave him success in all areas of expertise, emphasizing teamwork, business growth, and striving for excellence. 

Lucy has extensive experience in the financial industry. Her most recent professional experience was working at an insurance agency. Lucy has also previously been employed as an Underwriter, Account Manager, and Human Resource responsibilities. 

Here at Continental, Lucy is a part of the Business & Client Support team. She is excited to expand her knowledge in the transfer agent industry and share her professional experience with Continental. 

Leicia brings over 25 years of expertise in the shareholder services industry, establishing herself as a seasoned leader and trusted advisor. Her career began with managing a shareholder call center and the correspondence unit at a previous transfer agent, where she developed a keen understanding of the intricacies of shareholder services.

Her next major career chapter unfolded over 14 years at a financial solutions company. During this time, Leicia worked with some of the largest corporate issuers, including General Electric, Microsoft, Time Warner, and Pfizer, gaining invaluable experience in managing complex client needs and building strong corporate relationships.

Leicia’s professional journey continued at another transfer agency, where she spent 9 years as a Vice President. Throughout her career, she was invited to speak at key industry events on topics such as the benefits of electronic proxy delivery and voting. This has led her to Continental where she is now celebrating 5 years and working as an account administrator navigating the SPAC world.

A lifelong learner, Leicia earned her MBA from Dowling College, further expanding her strategic acumen and business knowledge.

Steve’s expertise in coordinating and managing complicated deals with uncommon structuring. 

He is also the point person for all cross-border issuers wishing to list in the United States and manages the co-agent book of business for Continental’s partnership with TSX Trust. 

Steve has been with Continental for 18 years and has worked in many departments, accruing a wealth of knowledge as he worked himself up the ladder. In his current role, he brings that wealth of knowledge to provide clients with the guidance needed to facilitate their needs confidently and quickly. 

Maria began her professional career as an Administrative Assistant. She worked at a few different firms and some of her responsibilities included being the liaison between international offices and overseeing the clerical support staff within the group. 

Maria entered the transfer agent industry 25 years ago, working as an Administrative Assistant at Broadridge Financial Solutions (formerly known as ADP). Throughout her career with Broadridge, Maria continuously moved through the business and up the ladder, first moving to the Issuer Liaison group as an Administrative Assistant and managing all aspects issuer proxy mailings. She was then promoted to the position of Client Service Representative. Her responsibilities with the new role consisted of servicing Fortune 500 issuers and coordinating processes with new hires, including training and supervising. She continued to work within the proxy business at Broadridge until she came to Continental in early 2022 as an Account Manager. 

Kelly is an accomplished securities services professional with over 30 years of experience in banking, management, and stock transfer administration of both international and domestic securities. 

Before joining Continental, Kelly held several positions including, operations management, relationship management, and group administrative support at a large banking institutions’ stock transfer division and American Depositary Receipts (ADR) division. As a Unit Supervisor in Stock Transfer Securities Operations, Kelly managed a staff of 30 employees covering account maintenance, special transfers, and automated clearing. In ADRs, as an Assistant Vice President, Kelly’s role included relationship management and client administration of sponsored and unsponsored ADR facilities for European, Middle Eastern Emerging Markets, and Asia-Pacific companies listed and traded on NASDAQ, NYSE, and OTC Markets. 

Along with Kelly’s extensive experience in stock transfer and ADRs, Kelly brings her enthusiasm and her excellent communication skills to assist in building and maintaining client relationships. She is a team player whose talent, experience, and willingness to work hard will contribute positively to Continental’s ongoing growth and success. Kelly is a graduate of Kean University, Management Science, BS. 

Evelyne began her professional career as a Senior Underwriter. She gained in-depth knowledge of commercial line insurance for over 25 years throughout her career and acquired many skills. In her experience, she built long-term relationships and credibility with clients and customers. Evelyne joined Continental in early 2022 in the Account Administration group. 

In her free time, Evelyne enjoys reading and international travel. She is fluent in French, which is invaluable with assisting foreign language customers. She is looking forward to building new client relationships at Continental and utilizing her experience and knowledge to support and enhance the business. 

Tinka joined Continental Stock Transfer & Trust in June 2019 as the Administrative Assistant of Account Management & Administration. She is responsible for streamlining workflow between the Account Management team, Director of Account Administration, and other departments. Besides performing traditional administrative duties and assisting the Account Managers as needed, Tinka also helps to maintain the company’s internal client database. 

Before joining Continental Stock, Tinka led a sales-driven retail career as a professional personal shopper. A style authority with a keen focus on customer satisfaction, she built a loyal client base including international, high-end, and business clientele, later expanding into bulk and corporate sales. New to this industry, Tinka is organized, adaptable, has extensive client service experience, and her desire to learn makes her a valued addition to the department. 

Erika’s expertise is in Relationship Management, specializing in Problem Resolution and Retirement Services, having worked with two of the top banking financial centers in the industry. 

Erika has a strong base in sales, having over 20 years of experience in the financial industry, targeting, developing, and implementing effective growth strategies that deliver solid and sustainable results. 

She successfully achieved market revenue and sales profitability through expertise in cultivating and enhancing client relationships, marketing creativity and ingenuity, business development, and client management. 

Erika served on the Bronx District Attorney’s Community Affairs Unit Adult Workshop Board for her expertise in financial security, J.P.Morgan Chase’s Diversity Council, and their Connecticut Market Leadership Team. She served as a Finance Mentor/Facilitator with Dress for Success Professional Women’s Group. 

She is a graduate of Fordham University.