Michael has been with Continental for over 30 years and deals primarily with the clients’ executive officers and directors and their securities counsel. He interprets SEC rules to guide clients and is committed to finding solutions to complex problems.

Michael also serves as a Senior Relationship Manager for some of Continental’s most sensitive accounts. He is responsible for all aspects of:

  • legally restricted transfers,
  • original issuances stemming from initial, secondary, and follow-on public offerings,
  • private placements,
  • warrant exercises, and
  • employee benefit plans.

He is also responsible for reviewing all legal agreements in which Continental is a party. Michael oversees and manages the implementation of procedures to ensure that Continental complies with all regulatory requirements.

He is a member of the Securities Transfer Association and the Shareholder Services Association.


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